UNDERSTANDING ASSESSMENT VALIDATION: HOW TO VALIDATE ASSESSMENTS

Understanding Assessment Validation: How to Validate Assessments

Understanding Assessment Validation: How to Validate Assessments

Blog Article

Once RTOs receive registration, they must oversee many aspects such as annual declarations, AVETMISS reporting, and marketing compliance. Of all these duties, validation is frequently the most daunting.

We've covered validation in many articles, but it's worth re-examining. ASQA defines it as a quality review of the assessment procedure.

Validation involves checking which aspects of an RTO's assessment process are accurate and identifying areas for improvement. With a solid understanding of its components, validation is less intimidating.

The 2015 SRTOs Clause 1.8 requires RTOs to make sure their assessment systems, including RPL, are compliant with training package requirements and conducted per the Principles of Assessment and Rules of Evidence.

The standards require RTOs to perform two types of validation.

The primary type of assessment validation verifies that your RTO's assessment meets the training package requirements.

The next validation ensures that assessments are conducted per the principles of assessment and rules of evidence.

This suggests we perform validation both before and after the assessment. This article will concentrate on the first type—assessment tool validation.

Understanding the Two Types of Assessment Validation

Breaking Down Assessment Validation

As previously discussed in our blogs, validation involves two processes: (1) assessment tool validation and (2) post-assessment validation.

Assessment tool validation, also known as pre-assessment validation or verification, pertains to the first part of the clause, focusing on ensuring all unit requirements are met and that all workbooks are fully compliant.

In contrast, post-assessment validation focuses on the implementation, requiring Registered Training Organisations to conduct assessments according to the Principles of Assessment and Rules of Evidence.

Our focus in this article will be on assessment tool validation.

How Assessment Tool Validation is Conducted

Having distinguished between the two types of validation, let’s dive into the details of assessment tool validation.

Optimal Timing for Assessment Tool Validation

Assessment tool validation ensures that all elements, performance criteria, and performance and knowledge evidence are addressed by your assessment tools.

Hence, whenever new learning resources are bought, assessment tool validation should be carried out before students use them.

You don’t need to wait until the next scheduled validation in your 5-year cycle. Immediately validate new resources to ensure they’re ready for student use.

Nonetheless, there are other reasons to conduct this type of validation. Perform assessment tool validation when you:

- you update resources
- new training products are added on scope
- your course includes training product updates
- identify your learning resources as a risk during your risk assessment

ASQA's risk-based approach to regulation necessitates regular risk assessments by RTOs. If there are student complaints about learning resources, it's an opportune time for assessment tool validation.

What Training Products Need Validation?

It's important to remember this validation ensures that all learning resources are compliant before use. All RTOs need to validate resources for each unit.

Starting Assessment Tool Validation: What You Need

Educational Resources

Since you are conducting assessment tool validation, you will need the entire suite of your learning resources:

Mapping tool – begin with this document. It details which assessment items correspond to unit requirements, aiding faster validation.

Learner/student workbook – assess its appropriateness for use as an assessment tool. Verify clear instructions and adequate answer fields. This is often a gap.

Assessor guide/marking guide – ensure sufficient instructions for assessors and clear benchmarks for each assessment item. Clear benchmarks are vital for reliable assessment outcomes.

Other related resources – such as checklists, registers, and templates created independently from the workbook and marking guide. Validate them to ensure they are suitable for the assessment task and address unit requirements.

Assessment Validation Team

Clause 1.11 outlines the requirements for validation panel members, indicating validation can be done by one or more individuals. Typically, RTOs require all trainers and assessors to attend, occasionally inviting industry experts.

As a whole, your validation panel must have:

Relevant vocational competencies and industry skills for the unit being validated

Current knowledge and skills in vocational teaching and learning

Any one of the following training and assessment credentials:

TAE40116 Certificate IV in Training and Assessment or the equivalent successor

Validation form/template
Having a validation tool helps you with both the validation process and documentation. Using a validation tool makes it easier to look at how each assessment item maps against each unit requirement.
Using a validation tool is advantageous for both the validation process and documentation. It aids in viewing how each assessment item matches each unit requirement.
At the same time, it can serve as your document evidence that you have validated your resources before letting the students use them.
It also serves as evidence that you have validated your resources before students use them.

Although ASQA does not recommend or require a specific template for assessment tool validation, numerous templates can be found online. These tools typically have validators examine the tools holistically to determine if they meet the principles of assessment.

Assessment Principles Checklist Yes/No/Partially Comments
1. Fair
2. Flexible
3. Valid
4. Reliable

While these templates simplify the validation process, they can introduce judgment errors because there is insufficient space for comments on each assessment item.

We highly recommend using a more detailed template to inspect each unit requirement and its corresponding assessment items. Here is an example:

Element Performance Criteria Assessment Directions Benchmarks Assessment Instrument Rectification Recommendations
What do you Need to Check?
What Needs Checking?

As stated in our blog post Common Problems In Assessment Tools, you must ensure your assessment tools allow trainers to adhere to assessment principles and evidence rules.

Assessment Key Principles
Fairness – Does the assessment process provide equal opportunity and access to everyone?

Flexibility – Are various options provided in the assessment to demonstrate competence based on different needs and preferences?

Validity – Does the assessment evaluate what it is meant to evaluate? Is it a valid tool for measuring the required skill or knowledge?

Reliability – Will the assessment give consistent results every time, no matter who conducts the training? Will different assessors consistently decide on skill competence?

Key Rules of Evidence

Validity – Is the evidence demonstrating that the candidate has the skills, knowledge, and attributes described in the unit of competency and associated assessment requirements?
Sufficiency – Is there enough evidence to ensure that the learner has the skills and knowledge required?
Sufficiency – Is the evidence sufficient to ensure the learner has the required skills and knowledge?

Authenticity – Does the assessment tool click here ensure that the work is the candidate’s own?

Currency – Do the assessment tools reflect current units of competency and modern industry practices?

Although these are often addressed in VET professional development and nationally recognised training, numerous tools fail to meet these requirements.

To prevent using learning resources that fail to address some unit requirements, ensure you follow these guidelines:

Practice Your Teachings

Pay attention to the verbs in the unit requirements and ensure they are addressed by the assessment item. For instance, in the unit CHCECE032 Nurture babies and toddlers, one performance evidence requirement requires students to:

Perform each of the following activities at least once with two different babies under 12 months old in a safe environment, using age-appropriate verbal and non-verbal communication according to service and regulatory requirements:

diapering

bottle preparation, bottle-feeding babies, and cleaning equipment

prepare solid food and feed babies

appropriately respond to infant signs and cues

settle babies for sleep and prepare them

monitor and promote physical exploration and gross motor skills suitable for the age

Having students explain the process of nappy changing for babies under 12 months doesn’t meet the unit requirement. Unless it’s meant to assess underpinning knowledge (i.e., knowledge evidence), students should be doing the tasks.

Pay Attention to Plurals!
Pay attention to the numbers. In our example on one of the unit requirements of CHCECE032, this single unit requirement calls for the students to complete the tasks at least once on two different babies under 12 months of age. Having students complete the tasks listed twice on just 1 baby won’t cut it.
Notice the numbers. In the CHCECE032 example, one unit requirement requires students to complete the tasks at least once with two different babies under 12 months old. Doing the tasks twice with one baby doesn’t suffice.

All or Not Competent

Observe the lists. As mentioned above, if students perform only half the tasks listed, it’s non-compliant. Each assessment item must address all requirements, or the student is not yet competent and the assessment tool is non-compliant.
Can you be more specific?
Can You Clarify Further?

Every assessment item must have clear and specific benchmark answers to guide the assessor’s judgment on student competence. Thus, make sure your instructions are not confusing for students or assessors. For example:
What kind of information can be included in a work package?
What kinds of information can be included in a work package?

The answer may include:

Essential resources

Relevant costs

Activity timeframe

Designated duties and responsibilities

When an assessment item requires multiple answers, specify how many answers a student must provide. This way, your assessment remains reliable, and the evidence collected is valid.

This is also true for assessment items with double-barrelled questions or questions that require more than one answer at once. Such questions can confuse both students and assessors, as illustrated in the example below:

Identify a hazard and/or environmental concern in the workplace and select the most effective hazard control hierarchy.

Answers might include, but are not limited to:

Weather conditions – isolating the work area, engineering, personal protective equipment

Work area and ground conditions – elimination, isolation, use of engineering controls

People – isolating, engineering controls, administration

Structural hazards – substituting, isolation, use of engineering controls

Chemical hazards – isolating, use of engineering controls, administration

Equipment or machinery – isolation, engineering, administrative controls

Avoiding double-barrelled questions makes it simpler for students to respond and for assessors to accurately judge competence.

Seeing these requirements, you might think, “Don’t learning resource developers offer audit guarantees?” However, with such guarantees, you must wait for an audit to rectify noncompliance. This affects your compliance history, so it’s better to take a safe and compliant route.

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